Regulatory and Onboarding
Effectively and efficiently navigate regulatory requirements
Ongoing regulatory reforms under Dodd-Frank and EMIR have affected the global derivatives market, and KYC/onboarding requirements can be complex and time-consuming. Our hands-on assistance ensures our clients meet and understand these regulatory requirements and compliance responsibilities in an efficient way.
Overwhelmed by regulatory requirements? Let us help!
Dodd Frank and EMIR
We assist with the completion of pre-trade regulatory documentation, including Dodd Frank, EMIR, MiFID II, GMEI, hedge policies and procedures, and any other requirements necessary to participate in these transactions.
KYC and Onboarding
Opening an account to trade derivatives at any dealer can be onerous and time-consuming; our team works with you to make the KYC process simple and streamlined, saving you time and resources along the way.
CDOR Transition
Concerned about how the CDOR transition will affect your derivative positions? We can help prepare you, assisting with amending your swap hedges, credit agreements, and any related requirements to transition smoothly.